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Archive

June 26, 2009

IRS Provides Limited Extension for Foreign Financial Account Reporting

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June 11, 2009

Update Regarding Foreign Financial Account Reports Due June 30

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June 5, 2009

An Introduction to the Proxy Solicitation Process

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June 3, 2009

Foreign Financial Account Reports Due June 30

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May 29, 2009

SEC To Propose Rule Amendments Covering Rights of Shareholders to Nominate Directors

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May 27, 2009

New Custody Rule Requirements for Registered Investment Advisers Proposed by the SEC

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May 27, 2009

May 2009 Private Funds Bullet Report

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May 1, 2009

SEC Staff Issues No-Action Letter Addressing Treatment of Redemption Fees by Mutual Funds in Calculating SEC Registration Fees Under Form 24F-2

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May 1, 2009

SEC Staff Issues No-Action Letter Addressing Treatment of Redemption Fees by Mutual Funds in Calculating SEC Registration Fees Under Form 24F-2

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April 28, 2009

SEC’s Sanction of the Hennessee Group LLC and Charles Gradante for Misrepresenting Due Diligence Procedures in Recommending Investment

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April 20, 2009

SEC’s Proposal to Reconstitute the “Uptick Rule” and Other Restrictions on Short Selling

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March 9, 2009

Tax Proposals which Target Investors, Hedge Funds and Managers

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February 26, 2009

Annual Requirements for SEC Registered Investment Advisers

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February 24, 2009

Federal Subsidy for Cobra Premiums Under the American Recovery and Reinvestment Act of 2009

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February 12, 2009

Amendments to Form N-1A and Rule 498

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