October 16, 2025
The Next Move in Retail Shareholder Voting
October 16, 2025
Seward & Kissel RIA Enforcement Study – FY 2025
October 15, 2025
Gone in 60 Seconds
October 8, 2025
Vessel Service Fees Imminent
October 7, 2025
Employment Litigation Roundup: September 2025
October 6, 2025
Bored Apes Are Not Securities
October 3, 2025
Federal Government Shutdown and the SEC: What Registered Funds, including ETFs and Mutual Funds Need to Know
September 30, 2025
Latest Disclosure Trends in the Form ADV Brochure
September 29, 2025
Partner Walter Van Dorn authors chapter for Practising Law Institute (PLI)’s Financial Product Fundamentals: Law, Business, Compliance (Second Edition)
September 26, 2025
Further Extension of Form PF Amendments
September 19, 2025
SEC Releases Spring 2025 Regulatory Agenda
September 4, 2025
Partners Bruce Paulsen and Brian Maloney co-author chapters for the Chambers Sanctions 2025 Global Practice Guide
September 3, 2025
SEC Enforcement Actions Target Inadequate Disclosures on Conflicts of Interest by Advisory Firms and Broker-Dealers
September 4, 2025
Employment Litigation Roundup: August 2025
September 2, 2025
U.S. House Committee Advances Legislation Beneficial to Venture Capital Managers