January 6, 2026
Dawning of a New Era in Securities Trading: SEC Greenlights DTC’s Securities Tokenization Pilot Program
January 6, 2026
Congress Passes Expanded Outbound Investment Controls and Broader Sanctions Authorities
December 29, 2025
The End of the Exemption from Filing Statements of Beneficial Share Ownership for Officers and Directors of Foreign Private Issuers
December 24, 2025
CFTC No-Action Relief Allows CPO Deregistration For Certain Private Fund Managers
December 23, 2025
SEC Division of Examinations Issues Risk Alert on Investment Adviser Marketing Rule Compliance
December 23, 2025
When Do Debt Investments Generate ECI? Proposed Regulations May Provide Insight Into IRS Thinking
December 23, 2025
Final and Proposed Treasury Regulations Address Section 892
December 12, 2025
Employment Litigation Roundup: November 2025
December 9, 2025
Seward & Kissel Releases Fifth Edition of SMA Snapshot Report
December 4, 2025
SEC Further Extends Form SHO Compliance Date to 2028
December 3, 2025
As Somali Piracy Reemerges, a 2010 Executive Order on Ransom Payments Has Renewed Importance
November 24, 2025
SEC Division of Examinations Announces 2026 Examination Priorities
November 20, 2025
Key Takeaways from Seward & Kissel’s Eleventh Annual Private Funds Forum
November 24, 2025
SEC Division of Examinations Releases its 2026 Examination Priorities
November 19, 2025
SEC Issues Order for DFA Exemptive Application, Opening the Door to ETF Share Classes