June 30, 2025
An Introduction to Rated Note Feeders
June 24, 2025
July 31 Deadline for BE-180 Reports
June 24, 2025
Partner Peter Shea Authors Article for BoardIQ Titled “SEC Enforcement Is Returning to the Regular Order”
June 23, 2025
NYS Senate passes bill banning most non-competes; on to NYS Assembly
June 18, 2025
SEC Withdraws 14 Proposed Rules Impacting Investment Advisers, Investment Companies and Broker-Dealers
June 13, 2025
Extension of Form PF Amendments Compliance Date
June 12, 2025
The SEC Seeks Public Comment on its Definition of Foreign Private Issuer
June 9, 2025
U.S. Supreme Court rejects heightened “background circumstances” burden for Title VII plaintiffs in majority groups
June 6, 2025
Should you call 911 about Section 899?
June 5, 2025
What We Have Here Is a Success to Communicate: SEC Releases FAQs for BDs and Transfer Agents Relating to Crypto Asset Activities and Distributed Ledger Technology
June 5, 2025
Gregg Bateman, Anthony Tu-Sekine, and Y. Daphne Coelho-Adam Author Chapter in International Comparative Legal Guide – Lending & Secured Finance 2025
June 4, 2025
Interval Fund and Tender Offer Fund Opportunities
June 4, 2025
Employment Litigation Roundup: May 2025
June 2, 2025
Partners Peter Shea and Paul Miller Interviewed on “Off the Record” Podcast
June 2, 2025
Proposed Tax on Certain Outbound Remittances