Large Traders: A Review of Rule 13h-1 and Form 13H
This article discusses who qualifies as a large trader and how to comply with Rule 13h-1, including what information large traders must provide to the SEC when filing Form 13H.
Partner Paul Miller and associate Keri Riemer authored an article titled, “Large Traders: A Review of Rule 13h-1 and Form 13H.” This article appears in the December 2011 edition of the Investment Advisers Association Newsletter.
December 2011
Investment Advisers Association Newsletter
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Paul M. Miller
(202) 661-7155
millerp@sewkis.com