November 4, 2024
SEC Division of Examinations Announces 2025 Examination Priorities
November 4, 2024
SEC Charges Adviser with Failing to Follow ESG Investment Criteria
November 1, 2024
SEC Division of Examinations Releases its 2025 Examination Priorities
October 31, 2024
Employment Litigation Roundup: October 2024
October 31, 2024
The Bristol Myers Decision: A Harsh Reminder of Registered Holder vs Beneficial Owner Actions
October 30, 2024
Multi-Strat Considerations
October 29, 2024
Paul Miller & Casey Jennings author article on privacy & cybersecurity considerations for investment advisers for IAA
October 28, 2024
Liquidity Backstops in Evergreen Funds
October 24, 2024
SEC Section 13 Enforcement Sweep
October 17, 2024
Updated Alert: FinCEN Imposes New Reporting Requirements on LLCs and other Entities
October 16, 2024
US and Global Crypto Tax Update
October 10, 2024
Alexandra Alberstadt Quoted in Ignites Article Titled, “Tepid Sales Follow Clunky Fund-to-ETF Conversions”
October 9, 2024
Continued SEC Enforcement Actions Relating to Off Channel Communications
October 8, 2024
Robert Gayda quoted in Law360 article titled, “J&J Has An Uphill Battle To Keep Newest Ch. 11 In Texas”
October 8, 2024
SEC Settles Charges with Adviser for Fraud Involving Overvaluation of CMOs