Seward & Kissel Attorneys Author IAA Article on Off-Channel Communications

May 10, 2024

Seward & Kissel Investment Management Counsel Lancelot King and associate Joseph Nardello authored a Compliance Corner article for the IAA titled “Off-Channel Communications – Confronting Compliance Challenges”.

To read the article, click here.

This article was previously published in the Investment Adviser Association’s IAA Today.