Kevin Neubauer is an associate in the Investment Management Group at Seward & Kissel LLP. Mr. Neubauer works with sponsors and managers of various private investment funds and other pooled investment vehicles, including private equity funds, hedge funds, funds of funds, commodity pools, and various “hybrid” funds. In particular, Mr. Neubauer focuses on fund formation and structuring, the offering of interests by private investment funds, and the negotiation and documentation of such investments. Mr. Neubauer has significant experience in organizing both domestic and offshore partnerships and other investment vehicles, including separately managed accounts and funds-of-one. Mr. Neubauer also represents fund sponsors in connection with seed-capital investments and represents funds of funds and other institutional investors in connection with their investments in private funds. Mr. Neubauer regularly counsels investment advisers on regulatory and compliance matters, including the development of comprehensive compliance programs and in connection with regulatory examinations. He also has significant experience counseling investment advisers and private funds on Hart-Scott-Rodino compliance.
Mr. Neubauer joined the firm in 2009, but left in 2012 for about a two-year period to work in the Legal & Compliance group of Providence Equity Partners L.L.C/Benefit Street Partners L.L.C. in Providence, Rhode Island, before returning.
Mr. Neubauer received a B.A. from Fairfield University and a J.D. from Boston College Law School.