Seward & Kissel represents commodity trading firms, including commodity trading advisers (CTA) and commodity pool operators (CPO), on a full range of legal issues and regulatory and compliance matters. Our team of attorneys are well-known for their institutional knowledge of the investment funds industry, regulatory experience and expertise, and full-service capabilities.
Seward & Kissel attorneys advise CTAs and CPOs with respect to:
- Advisory agreements
- AML/KYC compliance
- Compliance policies and procedures
- CPO/CTA registrations and exemptions
- Fund formation and launch
- Marketing materials