Webinar: CFTC and NFA Compliance: 2026 Updates for Firms
Event Details
May 19, 2026
|
10:00 am
Event
Join Seward & Kissel and Optima Partners for a webinar focused on CFTC and NFA compliance themes for 2026. This program will highlight recent regulatory developments, key observations from NFA examinations, and emerging areas of focus. Speakers will also discuss common deficiencies identified in exams and recent enforcement actions, with practical considerations for firms.
Agenda Topics
• Recent CFTC and NFA rule updates
• NFA exam insights, including triggers, structure, and volume
• Emerging focus areas and trends
• Common exam deficiencies
• Recent enforcement actions
Speakers
Theodore Kaminski, Partner, Seward & Kissel
Anthony Visone, Principal, Optima Partners
Date and Time
Tuesday, May 19, 2026 10 – 11 a.m. (EDT)
