Webinar: Summer Regulatory Update for Investors: Hot Topics in Beneficial Ownership Disclosures, Activist Fundraising, Group Formation and PIPE Deals

This summer has delivered a slew of developments that impact both active and passive investors, from a jury verdict in a major Section 16(b) trial to unexpected new guidance from the SEC. In this brief webinar, partners Adriana Schwartz and Randall Adams will walk you through what has happened so far.

Webinar details:
Date: Thursday, August 6
Time: 12:30pm ET

What will be covered:

• The ramifications of the jury’s finding of no liability for PIPE investors accused of being a group in the widely-followed Augenbaum trial in the Southern District of New York.
• The SEC’s new CFIs covering beneficial ownership implications of cash settled swaps
• The SEC’s new CFIs requiring disclosure of LPs in activist SPVs in certain circumstances
• The SEC’s enforcement settlements with 13D filers