As part of Seward & Kissel’s Seventh Annual Private Funds Forum, on June 17, 2021, partners Rob Van Grover and Patricia Poglinco had an armchair discussion with Michael C. Neus, Private Funds Attorney Fellow in the Investment Adviser Regulation Office of the Securities and Exchange Division of Investment Management. Rob, Pat and Mike discuss:

• Mike’s current role at the SEC
• SEC exams
• Cybersecurity
• ESG
• Fund operations and outsourcing
• Conflicts of interest
• The new SEC marketing rule
• CCO liability

To watch an on-demand version of the discussion, click here: