2021 Private Funds Forum: MNPI – Where We Stand Today (CLE)

June 22, 2021

As part of Seward & Kissel’s Seventh Annual Private Funds Forum, on June 18, 2021, Seward & Kissel partners and counsel discussed MNPI and insider trading issues for SEC registered investment advisers and private fund managers. Panelists address:

  • How the SEC gets its information
  • Responding to SEC requests
  • SEC/OCIE focus on private fund managers
  • Recent SEC enforcement activity
  • Alternative data
  • Current SEC regulatory and enforcement climate
  • Federal case law and statutory developments

To watch an on-demand version of the discussion, click here: