As part of Seward & Kissel’s Seventh Annual Private Funds Forum, on June 18, 2021, Seward & Kissel partners and counsel discussed MNPI and insider trading issues for SEC registered investment advisers and private fund managers. Panelists address:

• How the SEC gets its information
• Responding to SEC requests
• SEC/OCIE focus on private fund managers
• Recent SEC enforcement activity
• Alternative data
• Current SEC regulatory and enforcement climate
• Federal case law and statutory developments

To watch an on-demand version of the discussion, click here: