2021 Private Funds Forum: SEC/CFTC Spotlight- The Good, the Bad and the Ugly (CLE)

June 22, 2021

As part of Seward & Kissel’s Seventh Annual Private Funds Forum, on June 17, 2021, Seward & Kissel partners and counsel discussed their observations with respect to SEC trends and potential 2021 SEC initiatives related to private fund managers. Panelists address:

  • 2021 Annual Examinations Report
  • The new SEC marketing rule
  • ESG
  • Conflicts of interest
  • Fees/expenses
  • Cross trades
  • SEC enforcement

To watch an on-demand version of the discussion, click here: