2021 Private Funds Forum: SEC/CFTC Spotlight- The Good, the Bad and the Ugly (CLE)
June 22, 2021
As part of Seward & Kissel’s Seventh Annual Private Funds Forum, on June 17, 2021, Seward & Kissel partners and counsel discussed their observations with respect to SEC trends and potential 2021 SEC initiatives related to private fund managers. Panelists address:
- 2021 Annual Examinations Report
- The new SEC marketing rule
- ESG
- Conflicts of interest
- Fees/expenses
- Cross trades
- SEC enforcement
To watch an on-demand version of the discussion, click here:
Related Attorneys
Christopher C. Riccardi
(212) 574-1535
riccardi@sewkis.com
Debra Franzese
(212) 574-1353
franzese@sewkis.com
Kevin Neubauer
(212) 574-1355
neubauer@sewkis.com
Daniel Bresler
(212) 574-1203
bresler@sewkis.com