Seward & Kissel Conducts Webinar on Newly Revised Form ADV

February 23, 2018

Patricia Poglinco, Robert Van Grover, Paul Miller and David Tang of Seward & Kissel’s Investment Management Group presented a webinar on the newly revised Form ADV.  This webinar discussed certain issues and challenges presented by the new Form ADV, including umbrella registration; the treatment of “funds of one;” and reporting of information regarding separately managed accounts, other offices and social media accounts.

A recording of the webinar is available on Seward & Kissel’s online compliance subscription service.

S&K Form ADV Webinar Presentation