Daniel Bresler Quoted in FundFire Article Discussing Marketing Rule Compliance
Investment Management partner Daniel Bresler was quoted in a FundFire article titled, “Two Years In, Managers Still Wrestling with Marketing Rule.” One of the biggest takeaways from a recent SEC risk alert is the focus on marketing rule compliance, Dan Bresler told FundFire, “That regulatory focus may push some advisers to adopt a more conservative stance in order to avoid scrutiny.” Click here to read the full article. Please note, this article may require a subscription.