Daniel Bresler Quoted in FundFire Article Discussing Marketing Rule Compliance
June 25, 2024
Investment Management partner Daniel Bresler was quoted in a FundFire article titled, “Two Years In, Managers Still Wrestling with Marketing Rule.”
One of the biggest takeaways from a recent SEC risk alert is the focus on marketing rule compliance, Dan Bresler told FundFire, “That regulatory focus may push some advisers to adopt a more conservative stance in order to avoid scrutiny.”
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Daniel Bresler
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bresler@sewkis.com