Our latest Memorandum serves as a reminder of certain U.S. annual requirements that may apply to your business and is organized into four sections for ease of reference. All investment advisers—regardless of whether they are registered with the Securities and Exchange Commission (the “SEC”)—should review Section I. In addition, advisers should review Sections II through IV, as applicable, to ensure full compliance with relevant obligations.
If you have any questions regarding the matters covered in this e-mail, please contact your primary Seward & Kissel partner or a member of the Investment Management Group at Seward & Kissel LLP.