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Derivatives Regulations and Compliance

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March 3, 2025
SEC Extends Compliance Dates for UST Repo and Cash Transaction Clearing Rule
January 29, 2024
The SEC Approves Mandatory Clearing of Transactions in US Treasury Securities: Issues for the Buy Side to Consider
December 18, 2023
SEC Approves Final Rule – Mandatory Clearing of Transactions in US Treasury Securities
October 31, 2023
ISDA 2023 Equity Swap – 2021 Definitions Protocol Opened October 30, 2023
February 2, 2021
Uncleared Swaps: CFTC Final Rule Relating to Minimum Transfer Amounts for Separately Managed Accounts under the CFTC Margin Rules; Separate MTAs for Initial Margin and Variation Margin
January 16, 2020
SEC Re-Proposes Derivatives Rule for Registered Investment Companies and Business Development Companies
December 29, 2015
SEC Proposes New Derivatives Rule for Registered Investment Companies
September 12, 2014
Extension of Period for Adherence to the 2014 ISDA Credit Derivatives Definitions Protocol

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