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Derivatives & Structured Products

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August 21, 2024
Texas Federal Judge Blocks FTC Non-Compete Rule
July 16, 2024
IRS Proposes Regulations Regarding Tax Treatment of Certain Basket Option Contracts and Basket Contracts
January 29, 2024
The SEC Approves Mandatory Clearing of Transactions in US Treasury Securities: Issues for the Buy Side to Consider
January 24, 2024
ISDA Releases Marshall Islands Netting Opinion
December 18, 2023
SEC Approves Final Rule – Mandatory Clearing of Transactions in US Treasury Securities
October 31, 2023
ISDA 2023 Equity Swap – 2021 Definitions Protocol Opened October 30, 2023
August 25, 2023
The SEC Adopts Final Rules Regarding the Regulation of Private Fund Advisers
January 4, 2023
Memo to Clients 2023 – Annual Reminders
February 4, 2022
Memo to Clients 2022 – Annual Reminders
March 9, 2021
LIBOR Transition is Getting Real – UK FCA Announcement Triggers Index Cessation Event under ISDA 2020 IBOR Fallbacks Protocol and IBOR Fallbacks Supplement
February 2, 2021
Uncleared Swaps: CFTC Final Rule Relating to Minimum Transfer Amounts for Separately Managed Accounts under the CFTC Margin Rules; Separate MTAs for Initial Margin and Variation Margin
January 21, 2021
ESG Spotlight Series: Sustainable Finance Disclosures Regulation (SFDR): Applicability for U.S. Managers
November 11, 2020
CFTC Confirms Delay of Initial Margin Phase 6 Implementation to 2022
January 16, 2020
SEC Re-Proposes Derivatives Rule for Registered Investment Companies and Business Development Companies
December 29, 2015
SEC Proposes New Derivatives Rule for Registered Investment Companies

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