May 16, 2025 House Tax Bill 2025 May 16, 2024 DOL Publishes Final Regulation Expanding the Definition of an ERISA Fiduciary November 8, 2023 SEC Adopts Gross Short Position and Activity Reporting by Institutional Investment Managers October 18, 2023 SEC Adopts Amendments to Regulation 13D-G October 3, 2023 SEC Proposes Improvements to EDGAR Filer Access and Account Management October 3, 2023 SEC Sweep into Marketing Rule Violations Results in Charges Against Nine Investment Advisers September 18, 2023 Compliance Dates for Final Rules Regarding the Regulation of Private Fund Advisers September 11, 2023 SEC Charges FinTech Investment Adviser with First Violation of the Marketing Rule and Additional Compliance Violations August 25, 2023 The SEC Adopts Final Rules Regarding the Regulation of Private Fund Advisers March 12, 2023 Bank Failure: Background and Issues to Consider January 4, 2023 Memo to Clients 2023 – Annual Reminders June 15, 2022 How to Convert a Private Fund Manager Into a Family Office interview & checklists March 14, 2022 Converting a Private Investment Fund Business into a Family Office: Issues to Consider February 4, 2022 Memo to Clients 2022 – Annual Reminders January 6, 2022 ICLG – ESG Law 2022: “U.S. Legal and Compliance Issues Relating to ESG for Private Fund Advisers” Load more
