August 6, 2015

The Seward & Kissel Private Funds Forum

Continue reading...

August 6, 2015

Key Issues When Establishing A Co-Investment Vehicle

Continue reading...

July 31, 2015

Seward & Kissel Submits Comments to the U.S. Department of Labor on its Proposed Regulation Defining the Term “Fiduciary”

Continue reading...

July 22, 2015

New IRS Proposed Regulations Target Fee Waivers But Have Broader Applicability

Continue reading...

July 17, 2015

Second Circuit Court of Appeals Holds SIPA Does Not Protect Broker/Dealer Repurchase Agreements

Continue reading...

July 9, 2015

SEC Sanctions Registered Investment Adviser for Compliance Failures and Disclosure-Related Violations

Continue reading...

July 1, 2015

SEC Staff Issues Guidance on Reporting of Personal Securities Transactions and Holdings by Advisers’ Access Persons

Continue reading...

June 19, 2015

AIFMD Annual Report Deadline – June 30, 2015

Continue reading...

June 19, 2015

Additional Extension Possible for Form BE-10

Continue reading...

June 4, 2015

Partner Paul Miller authored an article in COO Connect titled, “Asset Managers Now Obliged to Supply More Data to the SEC.”

Continue reading...

June 4, 2015

FINRA Interpretive Letter Permits Related Account Performance Information in Institutional Investor Communications of Registered Funds

Continue reading...

June 2, 2015

SEC Proposes Amendments to Form ADV and Investment Advisers Act Rules

Continue reading...

June 2, 2015

SEC Proposes to Increase Reporting Obligations of Registered Investment Companies

Continue reading...

May 28, 2015

Extension of Form BE-10 Deadline for New Filers

Continue reading...

May 27, 2015

FBAR Filing Due June 30

Continue reading...

Menu