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Archive

May 7, 2010

Activist Investor Report

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March 31, 2010

Supreme Court Decision on Gartenberg v. Merrill Lynch Asset Management, Inc.

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March 19, 2010

Jobs Bill’s Impact on Hedge Funds and Private Equity Funds

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March 15, 2010

Counsel Beth Alter authored an article entitled “Trademark Registration Can Provide Financial Services Companies With Valuable Benefits” that appeared in the Journal of Investment Compliance.

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March 9, 2010

SEC Reforms to Money Market Fund Regulation

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March 2, 2010

FBAR Guidance

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February 26, 2010

SEC Adoption of Alternative Uptick Rule

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February 2, 2010

Annual Reminders for Investment Management Clients

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January 11, 2010

New Custody Rule Requirements for Registered Investment Advisers

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January 5, 2010

SEC v. Rorech – First Credit Default Swap Insider Trading Case

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January 1, 2010

Business Transactions Group – 2009 Year in Review

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December 17, 2009

Wall Street Reform and Consumer Protection Act of 2009

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December 9, 2009

Tax Extender Act of 2009 – Summary of Proposed Legislation That Would Impact General Partners of Private Investment Funds

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December 3, 2009

2010 IARD Renewal Program

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December 1, 2009

Partner Paul Miller and associate Erin Loomis authored an article entitled “Key Aspects of the New Prospectus Disclosure Requirements for Mutual Funds and the New Summary Prospectus Delivery Option” that appeared in the December 2009 issue of Fund Directions.

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