May 4, 2026
30 Day Notice: Reg S-P Compliance
April 29, 2026
CFTC and SEC Propose Significant Amendments to Form PF
March 19, 2026
Seward & Kissel Releases the Hedge Fund Side Letter Study: 2025 Edition
March 18, 2026
DFPI Suspends Implementation and Enforcement of Venture Capital Company Reporting Regime
March 10, 2026
90-Day Warning: Regulation S-P Amendments Compliance Deadline Approaching for Smaller Entities
March 5, 2026
Domestic LLCs Escape New York’s Transparency Act
February 25, 2026
FINRA Proposes Amendment to Permit Performance Projections and Targeted Returns in Broker Dealer Communications
February 13, 2026
New California Reporting Regime for Venture Capital Companies Deadline Reminder and Update
January 29, 2026
2026 HSR Filing Thresholds and Fee Schedule
January 23, 2026
Revisiting RIA Proxy Voting Responsibilities
January 20, 2026
Seward & Kissel Releases 2025 Edition of SPV Snapshot Report
January 15, 2026
SEC Proposes Amendments to Small Entity Definitions
January 16, 2026
2026 U.S. Annual Filing Requirements
January 12, 2026
SEC Delegates Authority to the Director of the Division of Investment Management in Connection with Confidential Information Requests
December 24, 2025
CFTC No-Action Relief Allows CPO Deregistration For Certain Private Fund Managers