Seward & Kissel LLP Logo
  • PEOPLE
  • PRACTICES
  • NEWS & EVENTS
  • PUBLICATIONS
  • About Us
  • Recognition
  • Careers
  • Blogs
  • Compliance Services

Registered Funds and Mutual Funds

image_pdfPrint Page
  • Overview
  • Attorneys
  • News
  • Publications
  • Experience
  • Events & webinars
August 23, 2024
Partners Casey Jennings and Joseph Morrissey to speak at IAA’s 2024 Compliance Workshops
May 3, 2024
Webinar: The Recent QPAM Exemption Changes: What You Need to Know
April 18, 2024
Market Moments with David Poppe, Giverny Capital Asset Management (April 2024)
March 18, 2024
WEBINAR: Filing Say on Pay Proxy Votes
March 6 2024
Debra Franzese speaking on RCW and Private Funds CFO webinar titled “ESG: Risks, Rewards and Opportunities” on March 26, 2024
February 14, 2024
Paul Miller to speak at the 2024 Investment Adviser Association Compliance Conference on Proxy Voting
November 9, 2023
Dan Bresler Speaks on Abacus Group’s Cyber Tech Talk Series
September 27, 2023
Private Fund Adviser Rules Webinar
April 20, 2023
Seward & Kissel co-hosts event titled “Regulatory Impacts on Fund Boards” with MFDF
March 14, 2023
Paul Miller spoke at the IAA 2023 Investment Adviser Compliance Conference
March 9, 2023
Market Moments with David Poppe, Giverny Capital Asset Management
March 9, 2023
SEC Spotlight: Off-Channel Communications and Recordkeeping
March 9, 2023
Paul Miller and Bob Kurucza spoke on the Regulatory Impacts on Fund Board’s session at the MFDF Annual FGRI Conference
March 8, 2023
Market Moments: SEC’s Amendments to the Mutual Funds Shareholder Report
June 30, 2022
Enhanced Disclosure of ESG Practices for Registered Investment Companies and Expansion of the Names Rule

Attorney Advertising

Disclaimer

Privacy Policy


Notice to California Residents

New York Office

One Battery Park Plaza
New York, NY 10004

Phone (212) 574-1200
Fax (212) 480-8421

Washington, D.C. Office

901 K Street, NW
Washington, DC 20001

Phone (202) 737-8833
Fax (212) 480-8421

Contact Us

General/Media Inquiries – info@sewkis.com
Legal Recruiting – recruiting@sewkis.com
Staff Recruiting – hr@sewkis.com

Join Our Mailing List

© 2025 Seward & Kissel LLP