April 28, 2025 Brian Maloney Quoted in FundFire Article March 27, 2025 Common SEC Exam Issues for Large Advisors and How to Avoid Them January 15, 2025 Walter Van Dorn Quoted in Bloomberg Law December 12, 2024 Alex Alberstadt Quoted in Ignites Article Titled, “BlackRock Scraps ‘Sustainable’ from $1.7B Fund” November 19, 2024 Noelle Indelicato to speak at AIMA’s Private Placement Regimes 2024 – London Conference November 11, 2024 Alex Alberstadt Quoted in Fund Board Views Article Titled “Fund governance pros surprised, concerned by SEC risk alert” November 7, 2024 Paul Miller to speak on D.C. Bar webinar on the SEC’s Amendments to Form N-PORT November 6, 2024 Alex Alberstadt Quoted in Ignites Article Titled “ETF Share Classes Won’t Come Any Time Soon: Ex-SEC Lawyer” November 5, 2024 Paul Miller & Casey Jennings author article on privacy & cybersecurity considerations for investment advisers for IAA October 29, 2024 IM Partners Quoted in Hedge Fund Law Report Article Regarding the Marketing Rule August 2, 2024 Nicholas Miller and Daniel Viola Quoted in Hedge Fund Law Report Article Titled, “In an Election Year, Advisers Should Be Particularly Alert for Potential Pay to Play Issues” July 25, 2024 Casey Jennings Quoted in Ignites Article Titled, “LPL Pockets ‘Vast Majority’ of Sweep Returns: Lawsuit” June 27, 2024 Celebrating 75 Years of Advising the Investment Management Industry June 25, 2024 Daniel Bresler Quoted in FundFire Article Discussing Marketing Rule Compliance June 5, 2024 Casey Jennings Quoted in Align Article Titled, “Industry Leaders Discuss Enhancements to Regulation S-P” Load more
