The representation of clients in class actions and individual lawsuits involving alleged violations of federal and state securities laws and common law fraud is a significant part of our practice.  Over the years, we have been counsel in landmark securities law cases, including cases of first impression decided by the United States Supreme Court.

We defend investment companies, investment advisers, broker-dealers, investment banks and other securities industry clients in securities litigation, arbitration and other proceedings initiated by or brought before the SEC, NYSE, NASD, and states attorneys general, including insider trading, Rule 10b-5 allegations, “soft dollar” issues, market manipulation, Regulation S issues, front running, short swing profit issues and trade allocation disputes, among many others.