May 5, 2016

May 2016 Private Funds Bullet Report

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April 13, 2016

Shareholder Activism Bullet Report – April 2016

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April 6, 2016

Seward & Kissel LLP: 2015 Investment Management Facts

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March 7, 2016

Seward & Kissel Announces the Launch of the Client Management System

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March 4, 2016

Federal Jury Finds Traders Liable for Insider Trading in Test of SEC’s Post-Newman Strategy

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March 2, 2016

Seward & Kissel’s 2015 New Hedge Fund Study

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February 24, 2016

Compliance Reminder: Annual Obligation to Update Form ADV

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February 23, 2016

SEC Extends Comment Period With Respect to Proposed Revisions to Transfer Agent Rules

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February 10, 2016

SEC Seeks Comment on Proposed Revisions to Transfer Agent Rules

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January 25, 2016

New HSR Filing Thresholds (2016)

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January 22, 2016

Annual Regulatory Reminders (2016)

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January 12, 2016

OCIE Releases Its 2016 Examination Priorities

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December 31, 2015

Permanent Extension of Interest-Related Dividend and Short-Term Capital Gain Dividends Provisions Relating to Mutual Funds

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December 31, 2015

Key REIT and FIRPTA Provisions of the Protecting Americans from Tax Hikes Act of 2015

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December 29, 2015

SEC Proposes New Derivatives Rule for Registered Investment Companies

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