Seward & Kissel’s 2016 Annual Regulatory Reminders Memorandum
In addition, an online resource for investment advisers is available to subscribers and provides access to Seward & Kissel’s Model Compliance Manual, Code of Ethics and guides to Form ADV Part 1 and 2. This service is available at https://compliance.www.sewkis.com.
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If you have any questions regarding the matters covered in this memo, please contact any of the partners and counsel listed below or your primary attorney in Seward & Kissel’s Investment Management Group.
