February 22, 2022

SEC Proposes Amendments to Regulation 13D-G

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February 18, 2022

TIC Form SHC Filing Deadline Approaching

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February 17, 2022

SEC Proposes New Cybersecurity Risk Management Rules and Amendments for Registered Investment Advisers

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February 16, 2022

SKRC February 2022 Compliance Flash

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February 14, 2022

SEC Proposes Significant Changes to Regulation of Private Fund Advisers

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February 8, 2022

SEC Division of Examinations Issues Risk Alert on Private Fund Adviser Examination Observations

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February 8, 2022

Final Regulations on Determining Stock Ownership and Proposed PFIC Regulations

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February 4, 2022

Memo to Clients 2022 – Annual Reminders

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February 1, 2022

SEC Proposes Enhanced Form PF Reporting

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January 31, 2022

New HSR Filing Thresholds

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January 26, 2022

SEC Sanctions Broker-Dealer for Alternative Trading System Disclosure Failures

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January 25, 2022

Update: SEC “Shadow Trading” Enforcement Action Advances

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January 20, 2022

Tips and Considerations for Form ADV Annual Amendments

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January 14, 2022

SEC Proposes Amendments to Money Market Fund Rules

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January 13, 2022

Seward & Kissel’s Investment Management 2021 Year in Review

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