January 6, 2022

ICLG – ESG Law 2022: “U.S. Legal and Compliance Issues Relating to ESG for Private Fund Advisers”

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December 22, 2021

Financial Stability Oversight Council Releases Report on Climate-Related Financial Risk

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December 15, 2021

2020/2021 Hedge Fund Side Letter Study

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December 7, 2021

SEC Division of Examinations Issues Risk Alert on Robo-Advisers

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December 3, 2021

Investment Adviser to Pay $18 million to SEC for Compliance Failures in Handling MNPI

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November 29, 2021

SEC Division of Examinations Issues Risk Alert on Investment Advisers’ Fee Calculations

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November 8, 2021

2022 IARD Renewal Program

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November 4, 2021

SEC Proposes Amendments to Increase Proxy Voting Transparency

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October 19, 2021

SEC’s Division of Corporation Finance Issues Sample Letter to Companies Regarding Climate Change Disclosures

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October 15, 2021

Chamber of Commerce Releases Results of Survey of Public Companies on ESG and Climate Change

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October 4, 2021

SEC Settles Securities Fraud Charges with App Annie and its Founder

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September 15, 2021

SEC Sanctions Multiple Investment Advisers and Broker-Dealers for Cybersecurity Violations

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September 13, 2021

Adviser Advertising – Marketing Rule FAQs

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September 1, 2021

New York State Releases Pass-Through Entity Tax Guidance

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September 1, 2021

SEC Division of Examinations Issues Risk Alert on Examination Observations Regarding Fixed Income Principal and Cross Trades

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