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Registered Investment Adviser Compliance Services

The Investment Management Group of Seward & Kissel now offers an online resource service for the investment management community. This service is available at https://compliance.sewkis.com.

This online resource for SEC registered investment advisers is available to subscribers and provides access to Seward & Kissel's Model Compliance Manual, Code of Ethics and guides to Form ADV Part 1 and 2.

Subscribers to the annual service (Basic Package PLUS) will receive notifications when the documents are updated to facilitate the Subscriber's compliance efforts.

Seward & Kissel expects to add additional documents and other resources to this online platform to enable Subscribers to better comply with the ever changing regulatory landscape.