Announcement: Seward & Kissel Launches Online Compliance Subscription Service

June 24, 2015

The Investment Management Group of Seward & Kissel is today launching an online resource service for the investment management community. This service is available at

This online resource for SEC registered investment advisers is available to subscribers and provides access to Seward & Kissel’s Model Compliance Manual, Code of Ethics and guides to Form ADV Part 1 and 2.

Subscribers to the annual service (Basic Package PLUS) will receive notifications when the documents are updated to facilitate the Subscriber’s compliance efforts.

Seward & Kissel expects to add additional documents and other resources to this online platform to enable Subscribers to better comply with the ever changing regulatory landscape.