Please join S&K partner Casey Jennings, special counsel Erin Galipeau and associate Katherine Agoglia for a webinar on the recent amendments to Regulation S-P. This discussion specifically related to SEC-registered investment advisers with less than $1.5 billion in AUM, who are required to be in compliance with these amendments by June 3, 2026.
The speakers discussed the new obligations, including a discussion of the incidence response program, incident notification and service provider oversight requirements, and suggested approaches for advisers. They also addressed the landscape for ERAs and private funds. Finally, the speakers also highlighted the lessons learned from SEC outreach regarding the process.
CLICK HERE TO VIEW THE ON-DEMAND WEBINAR.
