April 1, 2024 Seward & Kissel’s Blockchain Symposium Celebrates Women’s History Month with Panels Highlighting Women in the Blockchain & Cryptocurrency Industry March 12, 2024 Philip Moustakis to Speak on AIMA Global Policy & Regulatory Forum 2024 Panel Titled, “Trends in Insider Trading Enforcement” March 9, 2023 SEC Spotlight: Off-Channel Communications and Recordkeeping July 21, 2022 Cannabis & Private Equity July 6, 2022 Cannabis Webinar Series June 23, 2022 Debra Franzese, Dan Bresler and Philip Moustakis featured on AIMA’s Quarterly US Enforcement Roundup – Q2 February 4, 2021 GameStop Mania: More than just a game – the legal and regulatory considerations November 16, 2020 SEC Spotlight: The Good, the Bad & the Ugly September 25, 2020 Private Funds CFO/Regulatory Compliance Watch Webinar: Private Funds Risk Alert – A Compliance Challenge June 24, 2020 Government Enforcement Amidst COVID: Identifying Risks & Compliance Strategies (Lessons from the Financial Crisis) June 18, 2020 SEC Spotlight Series: MNPI & Fees and Expenses April 15, 2020 LIVE WEBINAR: Current Regulatory Updates with Seward & Kissel November 7, 2019 Rita Glavin Moderated a Panel at the ABA Criminal Justice Section’s Twelfth Annual Fall Institute September 24, 2019 On September 24, 2019, Philip Moustakis was featured in a webinar in which he provided an SEC insider’s perspective on the thin line between SEC examinations and enforcement investigations, cooperation in SEC matters, and current SEC enforcement issues. September 24, 2019 WEBINAR – Current SEC Private Funds Enforcement: An Insider’s Perspective Load more
