February 1, 2022

SEC Proposes Enhanced Form PF Reporting

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January 31, 2022

New HSR Filing Thresholds

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January 26, 2022

SEC Sanctions Broker-Dealer for Alternative Trading System Disclosure Failures

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January 25, 2022

Update: SEC “Shadow Trading” Enforcement Action Advances

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January 20, 2022

Tips and Considerations for Form ADV Annual Amendments

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January 14, 2022

SEC Proposes Amendments to Money Market Fund Rules

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January 13, 2022

Seward & Kissel’s Investment Management 2021 Year in Review

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January 6, 2022

ICLG – ESG Law 2022: “U.S. Legal and Compliance Issues Relating to ESG for Private Fund Advisers”

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December 22, 2021

Financial Stability Oversight Council Releases Report on Climate-Related Financial Risk

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December 15, 2021

2020/2021 Hedge Fund Side Letter Study

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December 7, 2021

SEC Division of Examinations Issues Risk Alert on Robo-Advisers

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December 3, 2021

Investment Adviser to Pay $18 million to SEC for Compliance Failures in Handling MNPI

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November 29, 2021

SEC Division of Examinations Issues Risk Alert on Investment Advisers’ Fee Calculations

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November 8, 2021

2022 IARD Renewal Program

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November 4, 2021

SEC Proposes Amendments to Increase Proxy Voting Transparency

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