Reminder for 13F Filers: Deadline to Report Proxy Votes on Form N PX is August 31, 2024
Seward & Kissel is reminding its clients about the SEC’s new proxy vote reporting requirements that are applicable to certain institutional investment managers. The Form N‑PX filing deadline is August 31, 2024. * * * * * New Rule 14Ad-1 under the Exchange Act – which became effective on July 1, 2024 – requires institutional investment managers subject to the reporting requirements of Section 13(f) of the Exchange Act (known as “13F filers”) to annually report on Form N-PX how they voted proxies relating to executive compensation (or “say-on-pay”) matters. 13F filers are required to file Form N-PX with the SEC by August 31, 2024. Seward & Kissel previously published a memorandum (available at the link below) that summarizes the Form N-PX requirements and discusses key considerations. Click here to read the full memorandum. If you have any questions regarding the matters covered in this e-mail, please contact your Investment Management Group attorney at Seward & Kissel LLP.
