November 4, 2024

SEC Division of Examinations Announces 2025 Examination Priorities

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October 30, 2024

Multi-Strat Considerations

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October 17, 2024

Updated Alert: FinCEN Imposes New Reporting Requirements on LLCs and other Entities

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October 8, 2024

SEC Charges DraftKings with Violating Regulation FD by Selectively Disclosing Material Nonpublic Information on Social Media

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October 7, 2024

A Refresher on the SEC’s Pay to Play Rule

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October 2, 2024

Seward & Kissel releases third edition of SPV Snapshot Report

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September 18, 2024

Compliance Flash: Reminder to File the 2024 Annual Report of Blocked Property with OFAC

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September 16, 2024

Seward & Kissel Releases 2023 Established Manager Hedge Fund Study

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September 12, 2024

Department of the Treasury Releases New AML/CFT Rule for Investment Advisers

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September 12, 2024

SEC Enforcement Action Rundown

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September 11, 2024

Private Equity Investment into NFL Teams: Tax and Business Considerations

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September 10, 2024

Q&A on FinCEN’s New AML Requirements for Certain Investment Advisers

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September 3, 2024

The QPAM Notification Deadline is September 15, 2024

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August 21, 2024

Nasdaq Proposes Modifications to Delisting Process for Securities Failing to Maintain Compliance with Minimum Bid Price Requirement

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August 12, 2024

Reminder for 13F Filers: Deadline to Report Proxy Votes on Form N PX is August 31, 2024

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