October 7, 2024

A Refresher on the SEC’s Pay to Play Rule

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October 2, 2024

Seward & Kissel releases third edition of SPV Snapshot Report

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September 18, 2024

Compliance Flash: Reminder to File the 2024 Annual Report of Blocked Property with OFAC

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September 16, 2024

Seward & Kissel Releases 2023 Established Manager Hedge Fund Study

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September 12, 2024

Department of the Treasury Releases New AML/CFT Rule for Investment Advisers

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September 12, 2024

SEC Enforcement Action Rundown

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September 11, 2024

Private Equity Investment into NFL Teams: Tax and Business Considerations

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September 10, 2024

Q&A on FinCEN’s New AML Requirements for Certain Investment Advisers

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September 3, 2024

The QPAM Notification Deadline is September 15, 2024

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August 21, 2024

Nasdaq Proposes Modifications to Delisting Process for Securities Failing to Maintain Compliance with Minimum Bid Price Requirement

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August 12, 2024

Reminder for 13F Filers: Deadline to Report Proxy Votes on Form N PX is August 31, 2024

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August 8, 2024

Tax Concerns with PE Secondary Sales

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July 26, 2024

August 30 Deadline for TIC Form SHL

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July 20, 2024

CrowdStrike Outage and its Form PF Implications

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July 19, 2024

New FATCA Agreement with Switzerland

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