August 22, 2023

Proposed Tax Relief and Jobs Package

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August 17, 2023

United States Issues New Executive Order that Begins Rulemaking Process to Impose Regulations on Certain Outbound Investments in Identified “Countries of Concern” including China, Hong Kong and Macau

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August 16, 2023

SEC Enforcement of Off-Channel Communications Continues – New Series of Firms Charged with Penalties Totaling $289 Million

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July 17, 2023

Expiration of SEC Staff’s No Action Letters Providing Relief to Broker-Dealers Regarding MiFID II Research Requirements

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June 20, 2023

Seward & Kissel’s Established Manager Hedge Fund Study

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June 7, 2023

2022 Seed Transactions Deal Points Study

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May 17, 2023

Seward & Kissel’s 2022 New Manager Hedge Fund Study

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April 19, 2023

Building a Scalable Hedge Fund Business

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March 16, 2023

Off-Channel Communications: Action Items for Advisers

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March 12, 2023

Bank Failure: Background and Issues to Consider

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March 9, 2023

Non-willful FBAR Penalties are Limited to $10,000 Per Report

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February 22, 2023

SEC Division of Examinations Announces 2023 Priorities

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January 26, 2023

New HSR Filing Thresholds and Fee Schedule

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January 19, 2023

DOL Publishes Final Rule Regarding ESG Investing and Proxy Voting

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January 17, 2023

New Omnibus Bill Codifies M&A Broker-Dealer SEC Registration Exemption

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