May 23, 2024

SEC Amends Regulation S-P to Require Data Breach Notifications and Additional Written Policies

Continue reading...

May 23, 2024

Partner Bradley Fay Interviewed in Hedge Fund Law Report Article Titled, “Impact of Amendments to QPAM Exemption on ERISA Funds”

Continue reading...

May 15, 2024

SEC Charges Investment Adviser with Pay-to-Play Violation, Bringing Political Contributions into Focus During Election Year

Continue reading...

May 2, 2024

T+1 Settlement Cycle: Implications for Investment Advisers

Continue reading...

April 18, 2024

Market Moments with David Poppe, Giverny Capital Asset Management

Continue reading...

April 5, 2024

DOL Finalizes Amendments to the QPAM Exemption – All QPAMs Must Take Action

Continue reading...

March 14, 2024

Seward & Kissel’s Investment Management 2023 Year in Review

Continue reading...

March 7, 2024

FinCEN Proposes AML Requirements for Certain Investment Advisers

Continue reading...

February 9, 2024

SEC Staff Releases FAQ on Marketing Rule Compliance – Calculating Gross and Net Performance

Continue reading...

February 5, 2024

FTC Announces 2024 HSR Filing Thresholds and Fee Schedule

Continue reading...

January 31, 2024

DOL Updates Procedures for Prohibited Transaction Exemption Applications

Continue reading...

January 29, 2024

The SEC Approves Mandatory Clearing of Transactions in US Treasury Securities: Issues for the Buy Side to Consider

Continue reading...

January 2, 2024

FinCEN’s New Rule on Beneficial Ownership Information Reporting Requirements: Application to Investment Advisers and Related Entities

Continue reading...

December 18, 2023

SEC Approves Final Rule – Mandatory Clearing of Transactions in US Treasury Securities

Continue reading...

December 4, 2023

For Fund Managers, Tax Court Ruling Sets Limited Partners Back “As Such”

Continue reading...

Menu