February 9, 2024

SEC Staff Releases FAQ on Marketing Rule Compliance – Calculating Gross and Net Performance

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February 5, 2024

FTC Announces 2024 HSR Filing Thresholds and Fee Schedule

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January 31, 2024

DOL Updates Procedures for Prohibited Transaction Exemption Applications

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January 29, 2024

The SEC Approves Mandatory Clearing of Transactions in US Treasury Securities: Issues for the Buy Side to Consider

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January 2, 2024

FinCEN’s New Rule on Beneficial Ownership Information Reporting Requirements: Application to Investment Advisers and Related Entities

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December 18, 2023

SEC Approves Final Rule – Mandatory Clearing of Transactions in US Treasury Securities

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December 4, 2023

For Fund Managers, Tax Court Ruling Sets Limited Partners Back β€œAs Such”

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December 1, 2023

FinCEN Imposes New Reporting Requirements on LLCs and Other Entities

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November 28, 2023

DOL Proposes to Expand the Definition of an ERISA Fiduciary

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November 8, 2023

SEC Adopts Gross Short Position and Activity Reporting by Institutional Investment Managers

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October 17, 2023

SEC Adopts Amendments to Regulation 13D-G

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October 17, 2023

Seward & Kissel Releases 2022/2023 Hedge Fund Side Letter Study

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October 12, 2023

AIMA Hedge Fund Confidence Index in partnership with Simmons & Simmons and Seward & Kissel

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October 3, 2023

SEC Proposes Improvements to EDGAR Filer Access and Account Management

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October 3, 2023

SEC Sweep into Marketing Rule Violations Results in Charges Against Nine Investment Advisers

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