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Archive

March 24, 2025

SEC Staff Updates FAQs Regarding Marketing Rule Compliance – Gross and Net Performance

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March 4, 2025

SEC Extends Compliance Dates for UST Repo and Cash Transaction Clearing Rule

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January 17, 2025

Client Reminder: Required Gross Short Position and Activity Reporting by Institutional Investment Managers on Form SHO

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January 16, 2025

OFAC Announces Two New Waves of Sanctions Targeting Russia’s Oil Production and Exports, Military-Industrial Base, and Sanctions Evaders

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January 9, 2025

Seward & Kissel’s Investment Management 2024 Year in Review

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December 31, 2024

UPDATE – CTA Whiplash; Fifth Circuit Reverses itself and Blocks Corporate Transparency Act Reporting Requirements

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December 9, 2024

UPDATE – Corporate Transparency Act Blocked by Recent Injunction

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December 2, 2024

OFAC Takes More Aggressive Action to Deter Foreign Financial Institutions’ Participation in Russian Financial Sector

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November 26, 2024

Upcoming Reminders for FinCEN Beneficial Ownership Information Reporting

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November 21, 2024

Seward & Kissel Releases 2023/2024 Hedge Fund Side Letter Study

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November 7, 2024

Seward & Kissel releases fourth edition of SMA Snapshot Report

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November 4, 2024

SEC Division of Examinations Announces 2025 Examination Priorities

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October 30, 2024

Multi-Strat Considerations

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October 17, 2024

Updated Alert: FinCEN Imposes New Reporting Requirements on LLCs and other Entities

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October 8, 2024

SEC Charges DraftKings with Violating Regulation FD by Selectively Disclosing Material Nonpublic Information on Social Media

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