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March 24, 2025
SEC Staff Updates FAQs Regarding Marketing Rule Compliance – Gross and Net Performance
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March 4, 2025
SEC Extends Compliance Dates for UST Repo and Cash Transaction Clearing Rule
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January 17, 2025
Client Reminder: Required Gross Short Position and Activity Reporting by Institutional Investment Managers on Form SHO
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January 16, 2025
OFAC Announces Two New Waves of Sanctions Targeting Russia’s Oil Production and Exports, Military-Industrial Base, and Sanctions Evaders
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January 9, 2025
Seward & Kissel’s Investment Management 2024 Year in Review
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December 31, 2024
UPDATE – CTA Whiplash; Fifth Circuit Reverses itself and Blocks Corporate Transparency Act Reporting Requirements
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December 9, 2024
UPDATE – Corporate Transparency Act Blocked by Recent Injunction
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December 2, 2024
OFAC Takes More Aggressive Action to Deter Foreign Financial Institutions’ Participation in Russian Financial Sector
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November 26, 2024
Upcoming Reminders for FinCEN Beneficial Ownership Information Reporting
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November 21, 2024
Seward & Kissel Releases 2023/2024 Hedge Fund Side Letter Study
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November 7, 2024
Seward & Kissel releases fourth edition of SMA Snapshot Report
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November 4, 2024
SEC Division of Examinations Announces 2025 Examination Priorities
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October 30, 2024
Multi-Strat Considerations
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October 17, 2024
Updated Alert: FinCEN Imposes New Reporting Requirements on LLCs and other Entities
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October 8, 2024
SEC Charges DraftKings with Violating Regulation FD by Selectively Disclosing Material Nonpublic Information on Social Media
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