September 25, 2023

Action Steps for Managers of Private Investment Funds Subject to ERISA Prior to December 1, 2023 to Address the DOL’s Rule Regarding Proxy Voting

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September 20, 2023

Seward & Kissel releases second edition of SPV Snapshot Report

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September 19, 2023

FTC and DOJ Propose Sweeping Changes to HSR Requirements

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September 18, 2023

Compliance Dates for Final Rules Regarding the Regulation of Private Fund Advisers

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September 11, 2023

SEC Charges FinTech Investment Adviser with First Violation of the Marketing Rule and Additional Compliance Violations

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September 6, 2023

Seward & Kissel releases third edition of SMA Snapshot Report

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August 25, 2023

The SEC Adopts Final Rules Regarding the Regulation of Private Fund Advisers

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August 22, 2023

Proposed Tax Relief and Jobs Package

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August 17, 2023

United States Issues New Executive Order that Begins Rulemaking Process to Impose Regulations on Certain Outbound Investments in Identified “Countries of Concern” including China, Hong Kong and Macau

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August 16, 2023

SEC Enforcement of Off-Channel Communications Continues – New Series of Firms Charged with Penalties Totaling $289 Million

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July 17, 2023

Expiration of SEC Staff’s No Action Letters Providing Relief to Broker-Dealers Regarding MiFID II Research Requirements

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June 20, 2023

Seward & Kissel’s Established Manager Hedge Fund Study

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June 7, 2023

2022 Seed Transactions Deal Points Study

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May 17, 2023

Seward & Kissel’s 2022 New Manager Hedge Fund Study

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April 19, 2023

Building a Scalable Hedge Fund Business

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