March 16, 2023

Off-Channel Communications: Action Items for Advisers

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March 12, 2023

Bank Failure: Background and Issues to Consider

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March 9, 2023

Non-willful FBAR Penalties are Limited to $10,000 Per Report

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February 22, 2023

SEC Division of Examinations Announces 2023 Priorities

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January 26, 2023

New HSR Filing Thresholds and Fee Schedule

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January 19, 2023

DOL Publishes Final Rule Regarding ESG Investing and Proxy Voting

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January 17, 2023

New Omnibus Bill Codifies M&A Broker-Dealer SEC Registration Exemption

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January 13, 2023

Seward & Kissel’s Investment Management 2022 Year in Review

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January 4, 2023

Memo to Clients 2023 – Annual Reminders

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December 12, 2022

Merger of TIC Form S into Revised TIC Form SLT

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December 1, 2022

Brief: BlockFi Bankruptcy Filing

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November 30, 2022

SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisers

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November 30, 2022

SEC Adopts Amendments to Increase Proxy Voting Transparency

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October 27, 2022

DOJ’s Civil and Criminal Enforcement Focus on Corporate Cybersecurity

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October 25, 2022

Seward & Kissel Releases 2021/2022 Hedge Fund Side Letter Study

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